HomeMy WebLinkAboutOrd 644 Approving a negotiated Settlement between the Atmos CitiesTOWN OF WESTLAKE
ORDINANCE NO. 644
AN ORDINANCE OF THE TOWN OF WESTLAKE, TEXAS, ("TOWN") APPROVING
A NEGOTIATED RESOLUTION BETWEEN THE ATMOS CITIES STEERING
COMMITTEE ("ACSC" OR "STEERING COMMITTEE") AND ATMOS ENERGY
CORP., MID-TEX DIVISION ("ATMOS MID-TEX" OR "COMPANY") REGARDING
THE COMPANY'S THIRD RATE REVIEW MECHANISM ("RRM") FILING IN ALL
CITIES EXERCISING ORIGINAL JURISDICTION; DECLARING EXISTING RATES
TO BE UNREASONABLE; REQUIRING THE COMPANY TO REIMBURSE CITIES'
REASONABLE RATEMAKING EXPENSES; ADOPTING TARIFFS THAT REFLECT
RATE ADJUSTMENTS CONSISTENT WITH THE NEGOTIATED SETTLEMENT
AND FINDING THE RATES TO BE SET BY THE ATTACHED TARIFFS TO BE JUST
AND REASONABLE; APPROVING ATMOS MID-TEX'S PROOF OF REVENUES;
EXTENDING THE RRM PROCESS FOR TWO CYCLES AND ADOPTING A NEW
RRM TARIFF; RATIFYING THE SETTLEMENT AGREEMENT, INCLUDING COST
RECOVERY FOR A STEEL SERVICE LINE REPLACEMENT PROGRAM;
ADOPTING A SAVINGS CLAUSE; DETERMINING THAT THIS ORDINANCE WAS
PASSED IN ACCORDANCE WITH THE REQUIREMENTS OF THE TEXAS OPEN
MEETINGS ACT; DECLARING AN EFFECTIVE DATE; AND REQUIRING
DELIVERY OF THIS ORDINANCE TO THE COMPANY AND THE STEERING
COMMITTEE'S LEGAL COUNSEL.
WHEREAS, the Town of Westlake, Texas ("Town") is a gas utility customer of Atmos
Energy Corp., Mid -Tex Division ("Atmos Mid -Tex" or " Company"), and a regulatory authority
with an interest in the rates and charges of Atmos Mid -Tex; and
WHEREAS, the Town is a member of the Atmos Cities Steering Committee ("ACSC"
or "Steering Committee"), a coalition of approximately 148 similarly situated cities served by
Atmos Mid -Tex that have joined together to facilitate the review of and response to natural gas
issues affecting rates charged in the Atmos Mid -Tex service area (such participating cities are
referred to herein as "ACSC Cities"); and
WHEREAS, pursuant to the terms of the agreement settling the Company's 2007
Statement of Intent to increase rates, ACSC Cities and the Company worked collaboratively to
develop a Rate Review Mechanism ("RRM") tariff that allows for an expedited rate review
process controlled in a three year experiment by ACSC Cities as a substitute to the current GRIP
process instituted by the Legislature; and
WHEREAS, the Town took action in 2008 to approve a Settlement Agreement with
Atmos Mid -Tex resolving the Company's 2007 rate case and authorizing the RPM Tariff; and
WHEREAS, the 2008 Settlement Agreement contemplates reimbursement of ACSC
Cities' reasonable expenses associated with RRM applications; and
Ordinance 644
Page i of 4
WHEREAS, on or about March 15, 2010, Atmos Mid -Tex filed with the Town its third
application pursuant to the RRM tariff to increase natural gas base rates by approximately $70.2
million, such increase to be effective in every municipality that has adopted the RRM tariff
within its Mid -Tex Division; and
WHEREAS, ACSC Cities coordinated its review of Atmos Mid-Tex's RRM filing by
designating a Settlement Committee made up of ACSC representatives, assisted by ACSC
attorneys and consultants, to resolve issues identified by ACSC in the Company's RRM filing;
and
WHEREAS, the Company has filed evidence that existing rates are unreasonable and
should be changed; and
WHEREAS, independent analysis by ACSC's rate expert concluded that Atmos Mid -
Tex is able to justify an increase over current rates of $21 million; and
WHEREAS, Atmos Mid -Tex has commenced a program to replace steel service lines
based on a relative leak repair risk analysis; and
WHEREAS, the Steering Committee has entered a Settlement Agreement ("Attachment
C" to this Ordinance) with Atmos Mid -Tex to: (1) increase base rate revenues by $27 million; (2)
extend the RRM process, with modifications for an additional two cycles and to thereafter
require the filing of a system -wide Statement of Intent rate case on or before June 1, 2013; and
(3) in the interim to allow current recovery of incremental direct costs of the steel service line
replacement program in rates set via this ordinance and in future RRMs; and
WHEREAS, the ACSC Executive Committee, as well as ACSC lawyers and consultants,
recommend that ACSC members approve the attached rate tariffs ("Attachment A" to this
Ordinance), which will increase the Company's revenue requirement by $27 million; and
WHEREAS, the attached tariffs implementing new rates and Atmos Mid-Tex's Proof of
Revenues ("Attachment B" to this Ordinance) are consistent with the negotiated resolution
reached by ACSC Cities and are just, reasonable, and in the public interest; and
WHEREAS, it is the intention of the parties that if the Town determines any rates,
revenues, terms and conditions, or benefits resulting from a Final Order or subsequent negotiated
settlement approved in any proceeding addressing the issues raised in the Company's Third
RRM filing would be more beneficial to the Town than the terms of the attached tariff, then the
more favorable rates, revenues, terms and conditions, or benefits shall additionally accrue to the
Town; and
WHEREAS, the negotiated resolution of the Company's RRM filing and the resulting
rates are, as a whole, in the public interest.
Ordinance 644
Page 2 of 4
NOW, THEREFORE, BE IT ORDAINED BY THE TOWN COUNCIL OF THE TOWN
OF WESTLAKE, TEXAS:
Section 1. That the findings set forth in this Ordinance are hereby in all things approved.
Section 2. That the Town Council finds the existing rates for natural gas service provided
by Atmos Mid -Tex are unreasonable and new tariffs and Atmos Mid-Tex's Proof of Revenues,
which are attached hereto and incorporated herein as Attachments A and B, are just and
reasonable and are hereby adopted.
Section 3. That Atmos Mid -Tex shall reimburse the reasonable ratemaking expenses of
the ACSC Cities in processing the Company's rate application.
Section 4. That the Settlement Agreement, attached as Attachment C, which includes in
addition to resolution of the Third RRM: (1) extension of a modified RRM process; (2)
requirement that Atmos Mid -Tex file a system -wide Statement of Intent rate case on or before
June 1, 2013; and (3) current recovery of incremental direct costs for a steel service line
replacement prograin, is hereby ratified.
Section 5. That to the extent any resolution or ordinance previously adopted by the
Council is inconsistent with this Ordinance, it is hereby repealed.
Section 6. That the meeting at which this Ordinance was approved was in all things
conducted in strict compliance with the Texas Open Meetings Act, Texas Government Code,
Chapter 551.
Section 7. That if any one or more sections or clauses of this Ordinance is adjudged to
be unconstitutional or invalid, such judgment shall not affect, impair or invalidate the remaining
provisions of this Ordinance and the remaining provisions of the Ordinance shall be interpreted
as if the offending section or clause never existed.
Section 8. That if the Town determines any rates, revenues, terms and conditions, or
benefits resulting from a Final Order or subsequent negotiated settlement approved in any
proceeding addressing the issues raised in the Company's Third RRM filing would be more
beneficial to the Town than the terms of the attached tariff, then the more favorable rates,
revenues, terms and conditions, or benefits shall additionally accrue to the Town.
Section 9. That this Ordinance shall become effective from and after its passage with
rates authorized by attached Tariffs to be effective for bills rendered on or after October 1, 2010.
Section 10. That a copy of this Ordinance shall be sent to Atmos Mid -Tex, care of David
Park, Vice President Rates and Regulatory Affairs, at Atmos Energy Corporation, 5420 LBJ
Freeway, Suite 1862, Dallas, Texas 75240, and to Geoffrey Gay, General Counsel to ACSC, at
Lloyd Gosselink Rochelle & Townsend, P.C., P.O. Box 1725, Austin, Texas 78767-1725.
Ordinance 644
Page 3 of 4
PASSED AND APPROVED ON THIS
SON o F W4C,
# .m
ATTEST:
Ke Iy Edwar s, Town Secretary
29" DAV OF SEPTEMBER 2010.
/Z-z�j -.d , 41411�
Laura Wheat, Mayor
r
Thomas E. Br e , To 1 Manager
Ordinance 644
Page 4 of 4
ATMOS ENERGY CORPORATION
MID-TEX DIVISION
Exhibit A to Settlement Agreement
Attachment A to Ordinance
RATE SCHEDULE:
R — RESIDENTIAL SALES
APPLICABLE TO:
All Cities except the City of Dallas and all unincorporated areas
EFFECTIVE DATE:
Bills Rendered on or after 1010112010
Application
Applicable to Residential Customers for all natural gas provided at one Point of Delivery and measured
through one meter.
Type of Service
Where service of the type desired by Customer is not already available at the Point of Delivery, additional
charges and special contract arrangements between Company and Customer may be required prior to
service being furnished.
Monthly Rate
Customer's monthly bill will be calculated by adding the following Customer and Mcf charges to the
amounts due under the riders listed below:
Charge
Amount
Customer Charge per Bill
$ 7.15 per month
Commodity Charge — All Mcf
$2.5246 per Mcf
Gas Cost Recovery: Plus an amount for gas costs and upstream transportation costs calculated
in accordance with Part (a) and Part (b), respectively, of Rider GCR.
Weather Normalization Adjustment: Plus or Minus an amount for weather normalization
calculated in accordance with Rider WNA.
Rate Review Mechanism: Plus or Minus an amount for rates as calculated in accordance with
Rider RRM.
Franchise Fee Adjustment: Plus an amount for franchise fees calculated in accordance with Rider
FF. Rider FF is only applicable to customers inside the corporate limits of any incorporated
municipality.
Tax Adjustment: Plus an amount for tax calculated in accordance with Rider TAX.
Surcharges: Plus an amount for surcharges calculated in accordance with the applicable rider(s).
Agreement
An Agreement for Gas Service may be required.
Notice
Service hereunder and the rates for services provided are subject to the orders of regulatory bodies
having jurisdiction and to the Company's Tariff for Gas Service.
ATMOS ENERGY CORPORATION
MID-TEX DIVISION
Exhibit A to Settlement Agreement
Attachment A to Ordinance
RATE SCHEDULE:
C — COMMERCIAL SALES
APPLICABLE TO:
All Cities except the City of Dallas and all unincorporated areas
EFFECTIVE DATE:
Bills Rendered on or after 10/01/2010
Application
Applicable to Commercial Customers for all natural gas provided at one Point of Delivery and measured
through one meter and to Industrial Customers with an average annual usage of less than 3,000 Mcf.
Type of Service
Where service of the type desired by Customer is not already available at the Point of Delivery, additional
charges and special contract arrangements between Company and Customer may be required prior to
service being furnished.
Monthly Rate
Customer's monthly bill will be calculated by adding the following Customer and Mcf charges to the
amounts due under the riders listed below:
Charge
Amount
Customer Charge per Bill
$ 13.91 per month
Commodity Charge - All Mcf
$ 1.0796 per Mcf
Gas Cost Recovery: Plus an amount for gas costs and upstream transportation costs calculated
in accordance with Part (a) and Part (b), respectively, of Rider GCR.
Weather Normalization Adjustment: Plus or Minus an amount for weather normalization
calculated in accordance with Rider WNA.
Rate Review Mechanism: Plus or Minus an amount for rates as calculated in accordance with
Rider RRM.
Franchise Fee Adjustment: Plus an amount for franchise fees calculated in accordance with Rider
FF. Rider FF is only applicable to customers inside the corporate limits of any incorporated
municipality.
Tax Adjustment: Plus an amount for tax calculated in accordance with Rider TAX.
Surcharges: Plus an amount for surcharges calculated in accordance with the applicable rider(s).
Agreement
An Agreement for Gas Service may be required.
Notice
Service hereunder and the rates for services provided are subject to the orders of regulatory bodies
having jurisdiction and to the Company's Tariff for Gas Service.
ATMOS ENERGY CORPORATION
MID-TEX DIVISION
Exhibit A to Settlement Agreement
Attachment A to Ordinance
RATE SCHEDULE:
I — INDUSTRIAL SALES
APPLICABLE TO:
All Cities except the City of Dallas and all unincorporated areas
EFFECTIVE DATE:
Bills Rendered on or after 10/01/2010
Next 3,500 MMBtu
Application
Applicable to Industrial Customers with a maximum daily usage (MDU) of less than 3,500 MMBtu per day
for all natural gas provided at one Point of Delivery and measured through one meter. Service for
Industrial Customers with an MDU equal to or greater than 3,500 MMBtu per day will be provided at
Company's sole option and will require special contract arrangements between Company and Customer.
Type of Service
Where service of the type desired by Customer is not already available at the Point of Delivery, additional
charges and special contract arrangements between Company and Customer may be required prior to
service being furnished.
Monthly Rate
Customer's monthly bill will be calculated by adding the following Customer and MMBtu charges to the
amounts due under the riders listed below:
Charge
Amount
Customer Charge per Meter
$ 450.00 per month
First 0 MMBtu to 1,500 MMBtu
$ 0.2750 per MMBtu
Next 3,500 MMBtu
$ 0.2015 per MMBtu
All MMBtu over 5,000 MMBtu
$ 0.0433 per MMBtu
Gas Cost Recovery: Plus an amount for gas costs and upstream transportation costs calculated
in accordance with Part (a) and Part (b), respectively, of Rider GCR.
Rate Review Mechanism: Plus or Minus an amount for rates as calculated in accordance with
Rider RRM.
Franchise Fee Adjustment: Plus an amount for franchise fees calculated in accordance with Rider
FF. Rider FF is only applicable to customers inside the corporate limits of any incorporated
municipality.
Tax Adjustment: Plus an amount for tax calculated in accordance with Rider TAX.
Surcharges: Plus an amount for surcharges calculated in accordance with the applicable rider(s).
Curtailment Overpull Fee
Upon notification by Company of an event of curtailment or interruption of Customer's deliveries,
Customer will, for each MMBtu delivered in excess of the stated level of curtailment or interruption, pay
Company 200% of the midpoint price for the Katy point listed in Platts Gas Daily published for the
applicable Gas Day in the table entitled "Daily Price Survey."
ATMOS ENERGY CORPORATION
MID-TEX DIVISION
Exhibit A to Settlement Agreement
Attachment A to Ordinance
RATE SCHEDULE:
I — INDUSTRIAL SALES
APPLICABLE TO:
All Cities except the City of Dallas and all unincorporated areas
EFFECTIVE DATE:
Bills Rendered on or after 10/01/2010
Replacement Index
In the event the "midpoint" or "common" price for the Katy point listed in Platts Gas Daily in the table
entitled "Daily Price Survey" is no longer published, Company will calculate the applicable imbalance fees
utilizing a daily price index recognized as authoritative by the natural gas industry and most closely
approximating the applicable index.
Agreement
An Agreement for Gas Service may be required.
Notice
Service hereunder and the rates for services provided are subject to the orders of regulatory bodies
having jurisdiction and to the Company's Tariff for Gas Service.
Special Conditions
In order to receive service under Rate I, Customer must have the type of meter required by Company.
Customer must pay Company all costs associated with the acquisition and installation of the meter.
ATMOS ENERGY CORPORATION
MID-TEX DIVISION
Exhibit A to Settlement Agreement
Attachment A to Ordinance
RATE SCHEDULE:
T — TRANSPORTATION
APPLICABLE TO:
All Cities except the City of Dallas and all unincorporated areas
EFFECTIVE DATE:
Bills Rendered on or after 10101/2010
Next 3,500 MMBtu
Application
Applicable, in the event that Company has entered into a Transportation Agreement, to a customer
directly connected to the Atmos Energy Corp., Mid -Tex Division Distribution System (Customer) for the
transportation of all natural gas supplied by Customer or Customer's agent at one Point of Delivery for
use in Customer's facility.
Type of Service
Where service of the type desired by Customer is not already available at the Point of Delivery, additional
charges and special contract arrangements between Company and Customer may be required prior to
service being furnished.
Monthly Rate
Customer's bill will be calculated by adding the following Customer and MMBtu charges to the amounts
and quantities due under the riders listed below:
Charge
Amount
Customer Charge per Meter
$ 450.00 per month
First 0 MMBtu to 1,500 MMBtu
$ 0.2750 per MMBtu
Next 3,500 MMBtu
$ 0.2015 per MMBtu
All MMBtu over 5,000 MMBtu
$ 0.0433 per MMBtu
Upstream Transportation Cost Recovery: Plus an amount for upstream transportation costs in
accordance with Part (b) of Rider GCR.
Rate Review Mechanism: Plus or Minus an amount for rates as calculated in accordance with
Rider RRM.
Retention Adjustment: Plus a quantity of gas as calculated in accordance with Rider RA.
Franchise Fee Adjustment: Plus an amount for franchise fees calculated in accordance with Rider
FF. Rider FF is only applicable to customers inside the corporate limits of any incorporated
municipality.
Tax Adjustment: Plus an amount for tax calculated in accordance with Rider TAX.
Surcharges: Plus an amount for surcharges calculated in accordance with the applicable rider(s).
Imbalance Fees
All fees charged to Customer under this Rate Schedule will be charged based on the quantities
determined under the applicable Transportation Agreement and quantities will not be aggregated for any
Customer with multiple Transportation Agreements for the purposes of such fees.
ATMOS ENERGY CORPORATION
MID-TEX DIVISION
Exhibit A to Settlement Agreement
Attachment A to Ordinance
RATE SCHEDULE:
T — TRANSPORTATION
APPLICABLE TO:
All Cities except the City of Dallas and all unincorporated areas
EFFECTIVE DATE:
Bills Rendered on or after 10/01/2010
Monthly Imbalance Fees
Customer shall pay Company the greater of (i) $0.10 per MMBtu, or (ii) 150% of the difference per MMBtu
between the highest and lowest "midpoint" price for the Katy point listed in Platts Gas Daily in the table
entitled "Daily Price Survey" during such month, for the MMBtu of Customer's monthly Cumulative
Imbalance, as defined in the applicable Transportation Agreement, at the end of each month that exceeds
10% of Customer's receipt quantities for the month.
Curtailment Overpull Fee
Upon notification by Company of an event of curtailment or interruption of Customer's deliveries,
Customer will, for each MMBtu delivered in excess of the stated level of curtailment or interruption, pay
Company 200% of the midpoint price for the Katy point listed in Platts Gas Daily published for the
applicable Gas Day in the table entitled "Daily Price Survey."
Replacement Index
In the event the "midpoint" or "common" price for the Katy point listed in Platts Gas Daily in the table
entitled "Daily Price Survey" is no longer published, Company will calculate the applicable imbalance fees
utilizing a daily price index recognized as authoritative by the natural gas industry and most closely
approximating the applicable index.
Agreement
A transportation agreement is required.
Notice
Service hereunder and the rates for services provided are subject to the orders of regulatory bodies
having jurisdiction and to the Company's Tariff for Gas Service.
Special Conditions
In order to receive service under Rate T, customer must have the type of meter required by Company.
Customer must pay Company all costs associated with the acquisition and installation of the meter.
ATMOS ENERGY CORPORATION
MID-TEX DIVISION
Exhibit A to Settlement Agreement
Attachment A to Ordinance
RIDER:
WNA — WEATHER NORMALIZATION ADJUSTMENT
APPLICABLE TO:
All Cities except the City of Dallas and all unincorporated areas
EFFECTIVE DATE:
Bills Rendered on or after 10/01/2010
Provisions for Adjustment
The base rate per Mcf (1,000,000 Btu) for gas service set forth in any Rate Schedules utilized by the
cities of the Mid -Tex Division service area for determining normalized winter period revenues shall be
adjusted by an amount hereinafter described, which amount is referred to as the "Weather Normalization
Adjustment." The Weather Normalization Adjustment shall apply to all temperature sensitive residential
and commercial bills based on meters read during the revenue months of November through April. The
five regional weather stations are Abilene, Austin, Dallas, Waco, and Wichita Falls.
Computation of Weather Normalization Adjustment
The Weather Normalization Adjustment Factor shall be computed to the nearest one-hundredth cent
per Mcf by the following formula:
(HSFi x (NDD-ADD) )
WNAFi = Ri
(BLi + (HSFi x ADD) )
Where
any particular Rate Schedule or billing classification within any such
particular Rate Schedule that contains more than one billing classification
WNAFi = Weather Normalization Adjustment Factor for the ith rate schedule or
classification expressed in cents per Mcf
Ri = base rate of temperature sensitive sales for the ith schedule or
classification approved by the entity exercising original jurisdiction.
HSFi = heat sensitive factor for the ith schedule or classification calculated as the
slope of the linear regression of average sales per bill (Mcf) and actual
heating degree days by month for the test year by schedule or classification
and weather station as part of the RRM filing.
NDD = billing cycle normal heating degree days calculated as the simple ten-year
average of actual heating degree days.
ADD = billing cycle actual heating degree days.
Bli = base load sales for the ith schedule or classification calculated as the y -
intercept of the linear regression of average sales per bill (Mcf) and actual
heating degree days by month for the test year by schedule or classification
and weather station as part of the RRM filing.
The Weather Normalization Adjustment for the jth customer in ith rate schedule is computed as:
WNA; = WNAF; x q;,
ATMOS ENERGY CORPORATION
MID-TEX DIVISION
Exhibit A to Settlement Agreement
Attachment A to Ordinance
RIDER:
WNA - WEATHER NORMALIZATION ADJUSTMENT
APPLICABLE TO:
All Cities except the City of Dallas and all unincorporated areas
EFFECTIVE DATE:
Bills Rendered on or after 10/01/2010
1.17
Where q;j is the relevant sales quantity for the jth customer in ith rate schedule.
Filinas with Entities Exercisinq Oriqinal Jurisdiction
As part of its annual RRM filing the Company will file (a) a copy of each computation of the Weather
Normalization Adjustment Factor, (b) a schedule showing the effective date of each such Weather
Normalization Adjustment, (c) a schedule showing the factors of values used in calculating such
Weather Normalization Adjustment and (d) a random sample and audit of thirty (30) actual customer
bills, with customer information deleted, for each rate schedule or classification to which the WNA was
applied in the preceding 12 month period. To the extent that source data is needed to audit the WNA
application, such data will be provided by the Company as part of the annual RRM filing.
If the RRM is discontinued, as provided in the Rider RRM tariff, the information required herein to be
filed with the entities exercising original jurisdiction shall be filed on March 1 of each year.
Base Use/Heat Use Factors
Residential Commercial
Base use Heat use Base use Heat use
%Alonfhnr Qfnfinn Mrf Mcf/Hnn Mcf Mcf/HDD
Abilene
1.06
.0131
9.03
.0588
Austin
1.17
.0138
19.39
.0674
Dallas
1.49
.0191
20.37
.0872
Waco
1.13
.0137
11.81
.0610
Wichita
Falls
1.19
.0136
11.21
.0549
Samgle WNAF, Calculation:
3352 per Mcf =
Where
(.0131 x (30-17) )
2.5246 x
(1.06
i = Residential Single Block Rate Schedule
Ri = 2.5246 per MCF
HSFi = .0131 (Residential -Abilene Area)
+ (.0131 x 17) )
NDD = 30 HDD (Simple ten-year average of Actual HDD for Abilene Area - 9/15/06
-10/14/06)
ADD - 17 HDD (Actual HDD for Abilene Area - 9/15/06 - 10/14/06)
Bli = 1.06 Mcf (Residential - Abilene Area)
ATMOS ENERGY CORPORATION
MID-TEX DIVISION
Exhibit A to Settlement Agreement
Attachment A to Ordinance
RIDER:
RRM — RATE REVIEW MECHANISM
APPLICABLE TO:
All Cities except the City of Dallas and all unincorporated areas
EFFECTIVE DATE:
Bills Rendered on or after 10/01/2010
I. Purpose:
This mechanism is designed to provide annual earnings transparency. All rate calculations under this
tariff shall be made on a system wide basis. If, through the implementation of the provisions of this
mechanism, it is determined that rates should be decreased or increased, then rates will be adjusted
accordingly in the manner set forth herein. The rate adjustments implemented under this mechanism will
reflect annual changes in the Company's cost of service and rate base. This Rider RRM will be effective
for the period commencing with the Company's RRM filing on April 1, 2011, and concluding with the
implementation of new, final rates established pursuant to the general rate case that Atmos will file on or
before June 1, 2013.
II. Definitions
a) The Annual Evaluation Date shall be the date the Company will make its annual filing under this
mechanism. The Annual Evaluation Date shall be no later than April 1, of each year. This filing shall be
effective in electronic form where practicable.
b) Audited Financial Data shall mean the Company's books and records related to the Company's Mid -
Tex operating area and shared services operations. Audited Financial Data shall not require the
schedules and information provided under this tariff to undergo a separate financial audit by an outside
auditing firm similar to the Company's annual financial audit.
c) The Evaluation Period is defined as the twelve month period ending December 31, of each calendar
year.
d) The Rate Effective Period is defined as the later of the twelve month period for which rates
determined under this mechanism will be in effect or subsequent rates are implemented.
e) Per Connection Basis is defined as the existing average number of Mid -Tex active meters to
customers during the Evaluation Period.
f) Final Order is defined as the most recent order establishing the Company's latest effective rates for
the area in which the mechanism is implemented, and shall include municipaf rate ordinances and
resolutions.
III. Rate Review Mechanism
The Company shall file with each regulatory authority having original jurisdiction over the Company's
rates the schedules specified below for the Evaluation Period, with the filing to be made by the Annual
Evaluation Date following the end of the Evaluation Period. The schedules, which will be based upon the
Company's Audited Financial Data, as adjusted, and provided in the same format as Atmos' RRM filing
with municipalities on March 15, 2010, will exclude a true -up computation, but will include the following:
a) Evaluation Period ending balances for actual gross plant in service, accumulated depreciation,
accumulated deferred income taxes, inventory, working capital, and other rate base components
will be used for the calculation of rates for the Rate Effective Period. The ratemaking treatments,
principles, findings and adjustments included in the Final Order will apply. Regulatory
adjustments due to prior regulatory rate base adjustment disallowances will be maintained. Cash
working capital will be calculated using the lead/lag days approved in the Final Order.
Accumulated deferred income taxes (ADIT) will be calculated using the methodology used in the
Final Order. The RRM Schedules & Information section of this tariff identifies those ADIT
components to be included in the calculation of rate base for both the Evaluation Period and Rate
Effective Period calculations.
ATMOS ENERGY CORPORATION
MID-TEX DIVISION
Exhibit A to Settlement Agreement
Attachment A to Ordinance
RIDER:
RRM — RATE REVIEW MECHANISM
APPLICABLE TO:
All Cities except the City of Dallas and all unincorporated areas
EFFECTIVE DATE:
Bills Rendered on or after 10/01/2010
b) Depreciation rates booked in the period will be those approved in the Final Order, or the rate
most recently approved. All calculation methodologies will be those approved in the Final Order
except where noted or included in this tariff, or in the most recent order addressing the
methodology. In addition, the Company shall exclude from operating and maintenance expense
the discretionary costs to be disallowed from Rider RRM filings listed in the RRM Schedules and
Information section of this tariff.
c) Return on Equity (ROE) shall be maintained at 9.7%.
d) Cost of debt will reflect actual cost for the Evaluation Period. Evaluation Period ending balances
for cost of debt and capital structure will be used for the calculation of rates for the Rate Effective
Period. Capital structure will be the actual Evaluation Period ratio of long-term debt and equity,
with percentage equity not to exceed 50%, based on the calculation methodology outcomes used
above.
e) All applicable accounting adjustments along with all supporting work papers. Such adjustments
may include:
1) Pro -forma adjustments to update and annualize costs and revenue billing determinants
for the Rate Effective Period.
2) Pro -forma or other adjustments required to properly account for atypical, unusual, or
nonrecurring events recorded during the Evaluation Period.
f) Shared Services allocation factors shall be recalculated each year based on the latest component
factors used during the Evaluation Period, but the methodology used will be that approved in the
Final Order.
g) Any changes to corporate structure or allocation of common costs will include narrative
explanations with the filing.
IV. Calculation of Rate Adjustment
a) The Company shall provide additional schedules indicating the following revenue
deficiency/sufficiency calculations using the methodology accepted in the Final Order with the
exception of any allowance for a true -up component in the April 1, 2011 or the April 1, 2012 RRM
filings. Evaluation Period ending balances will be used for the calculation of rates for the Rate
Effective Period. These schedules shall identify the rate adjustments necessary for the setting of
prospective rates for the Rate Effective Period. The result shall be reflected in the proposed new
rates to be established for the Rate Effective Period. In calculating the required rate adjustments,
such adjustments will be made pro -ratably to the customer charge and usage charge based upon
actual revenue generated, as adjusted under the Company's approved Weather Normalization
Adjustment (WNA) Rider. Provided, however, that neither the Residential nor the Commercial
customer charges may increase more than 20% per year.
b) The Company may also adjust rates for the Rate Effective Period to include recovery of any
known and measurable changes to operating and maintenance costs including, but not limited to,
payroll and compensation expense, benefit expense, pension expense, insurance costs,
materials and supplies, bad debt costs, medical expense, transportation and building and lease
costs for the Rate Effective Period. Provided, however, that adjustments may only be made for
costs that are reasonable and necessary. Additionally, utility plant and rate base for the Rate
ATMOS ENERGY CORPORATION
MID-TEX DIVISION
Exhibit A to Settlement Agreement
Attachment A to Ordinance
RIDER:
RRM — RATE REVIEW MECHANISM
APPLICABLE TO:
All Cities except the City of Dallas and all unincorporated areas
EFFECTIVE DATE:
Bills Rendered on or after 10/01/2010
Effective Period will be established by using the Evaluation Period ending balances, including
associated changes in depreciation and amortization expense and taxes. In calculating the
Company's known and measurable changes for prospective RRM adjustment purposes, the
following limitations will apply, on a Per Connection Basis.
Operating and Maintenance expenses per connection for the Rate Effective Period
cannot increase more than 5% per year without specific identification and justification.
Any proposed adjustment above 5% per year, is subject to the provisions of the
Evaluation Procedures of this tariff. Such procedures provide that the regulatory
authority will review the proposed adjustment and that the Company and regulatory
authority will work collaboratively to seek agreement on the proposed adjustments to the
Company's schedules and proposed rates. Justification for such expenditures over the
cap shall include an event or combination of events beyond the control of the Company.
The beginning adjusted Operation and Maintenance expense per connection for the 2007
RRM Evaluation Period will be limited to not exceed $151 million divided by the
connections for the period. The increase in adjusted Operation and Maintenance
expenses per connection for the 2008 Rate Effective Period and the subsequent Rate
Effective periods cannot exceed 5% per year, without specific identification and
justification
2. Net plant investment per connection for the Rate Effective Period cannot increase more
than 5% per year without specific identification and justification. Any proposed
adjustment above 5% per year, is subject to the provisions of the Evaluation Procedures
of this tariff. Such procedures provide that the regulatory authority will review the
proposed adjustment and that the Company and regulatory authority will work
collaboratively to seek agreement on the proposed adjustments to the Company's
schedules and proposed rates. However, in performing a cap test to verify compliance,
the Company shall exclude any changes in net plant investment associated with federal,
state, or local mandates related to safety, compliance, or road moves, including steel
service line replacement program costs incurred prior to October 1, 2010. The initial
2008 rate will be set using net plant limited to not exceed [$1,243,607,206 divided by
average active meters for the 12 months ended June 30 2007] times 1.025 times the
average active meters for calendar year 2007. Subsequent filing calculations of net plant
investment will be made using the same method used in the Company's September 20,
2007 Statement of Intent except that Evaluation Period ending balances will be used for
net plant in the calculation of rates for the Rate Effective Period.
The rate increase limitations set forth in this tariff shall not preclude the Company from
recovering any excluded net plant costs during a subsequent Evaluation Period in which
the 5% limitation for net plant investment is not reached or in a subsequent Statement of
Intent case. To the extent that the Company seeks to recover any excluded net plant
costs during a subsequent Evaluation Period in which the 5% limitation for net plant
investment is not reached or in a subsequent Statement of Intent case, the Company
shall identify these costs as a specific line item in the schedule accompanying the RRM
rate adjustment filing.
The regulatory authority may disallow any net plant investment that is not shown to be
prudently incurred. Approval by the regulatory authority of net plant investment pursuant
to the provisions of this tariff shall constitute a finding that such net plant investment was
prudently incurred. Such finding of prudence shall not be subject to further review in a
subsequent Evaluation Period or Statement of Intent filing.
ATMOS ENERGY CORPORATION
MID-TEX DIVISION
Exhibit A to Settlement Agreement
Attachment A to Ordinance
RIDER:
RRM — RATE REVIEW MECHANISM
APPLICABLE TO:
All Cities except the City of Dallas and all unincorporated areas
EFFECTIVE DATE:
Bills Rendered on or after 10/01/2010
c) Notwithstanding the limitations in subparts IV (a) through (b) of this tariff, the Company shall be
entitled to separately adjust rates for the Rate Effective Period to include recovery for direct
incremental costs associated with a steel service line replacement program incurred on and after
October 1, 2010, a return on equity of 9.0% for such incremental costs as capitalized,
depreciation, and applicable taxes. Capital structure will be the actual Evaluation Period ratio of
long-term debt and equity, with percentage equity not to exceed 50%, based on the calculation
methodology outcomes used above. Rate recovery associated with a steel service line
replacement program shall be recovered through the Residential and Commercial customer
charges and shall not be subject to or included in the rate increase limitations set forth in IV (a)
through (b) of this tariff. Current year recovery factors are presumed to be $0.15 for residential
customers and $0.41 for commercial customers. The rates will be adjusted annually, however, in
no case will the per customer monthly cost recovery factors attributable to a steel service line
replacement program exceed $0.44 for residential customers or $1.22 for commercial customers,
prior to or during the pendency of the Company's next Statement of Intent case. Moreover, the
per customer amount attributable to cost recovery for a steel service line replacement program
shall be subject to review by the regulatory authority in a subsequent Evaluation Period and all
costs associated with a steel service line replacement program will be subject to a
prudence/reasonableness review in the Company's next Statement of Intent rate case.
d) The Company shall provide a schedule demonstrating the "proof of revenues" relied upon to
calculate the proposed rate for the Rate Effective Period. The proposed rates shall conform as
closely as is practicable to the revenue allocation principles approved in the Final Order.
V. Attestation
A sworn statement shall be filed by the Company's Chief Officer in Charge of Mid -Tex Operations
affirming that the filed schedules are in compliance with the provisions of this mechanism and are true
and correct to the best of his/her knowledge, information and belief. No testimony shall be filed, but a
brief narrative explanation shall be provided of any changes to corporate structure or allocation of
common costs.
VI. Evaluation Procedures
The regulatory authority having original jurisdiction over the Company's rates shall have no less than
ninety (90) days to review the Company's filed schedules and work papers. The Company will be
prepared to provide all supplemental information as may be requested to ensure adequate review by the
relevant regulatory authority. The Company shall not unilaterally impose any limits upon the provision of
supplemental information and such information shall be provided within ten (10) working days of the
original request. The regulatory authority may propose any adjustments it determines to be required to
bring the schedules into compliance with the above provisions.
During and following the ninety (90) day review period and a thirty (30) day response period, the
Company and the regulatory authority will work collaboratively and seek agreement on, the proposed
adjustments to the Company's schedule and proposed rates. If agreement has been reached by the
Company and the regulatory authority, the regulatory authority shall authorize an increase or decrease to
the Company's rates so as to achieve the revenue levels indicated for the Rate Effective Period. If, at the
end of the thirty (30) day response period, the Company and the regulatory authority have not reached
agreement on the proposed adjustments, the Company shall have the right to appeal the regulatory
authority's action or inaction to the Railroad Commission of Texas. Upon the filing of any appeal, the
Company shall have the right to implement the proposed RRM rate adjustment, including the adjustment
attributable to steel service line replacement program costs, subject to refund.
ATMOS ENERGY CORPORATION
MID-TEX DIVISION
Exhibit A to Settlement Agreement
Attachment A to Ordinance
RIDER:
RRM — RATE REVIEW MECHANISM
APPLICABLE TO:
All Cities except the City of Dallas and all unincorporated areas
EFFECTIVE DATE:
Bills Rendered on or after 10/01/2010
Rates established pursuant to the Rate Review Mechanism, if approved as provided herein, shall be
effective on August 15 of each year.
VII. Reconsideration and Appeal
Orders issued pursuant to this mechanism are ratemaking orders and shall be subject to appeal under
Sections 102.001(b) and 103.021, et seq., of the Texas Utilities Code (Vernon 2007).
VIII, Notice
Notice of the annual Rate Review Mechanism filing shall be provided pursuant to Section 104.103, TEX.
UTiL. CODE ANN. no later than forty-five (45) days after the Company makes its annual filing pursuant to
this tariff. The notice to customers shall include the following information:
a) a description of the proposed revision of rates and schedules;
b) the effect the proposed revision of rates is expected to have on the rates applicable to each
customer class and on an average bill for each affected customer;
c) the service area or areas in which the proposed rate adjustment would apply;
d) the date the proposed rate adjustment was filed with the regulatory authority; and
e) the Company's address, telephone number and website where information concerning the
proposed rate adjustment may be obtained.
IX. RRM Schedules and Information
a Accumulated Deferred Income Tax ("ADIT") Items To Be Recognized in Rate Base
The following list identifies those ADIT components to be included in the calculation of rate base
for both the Evaluation Period and Rate Effective Period calculations:
Mid -Tex:
Gas Plant in Service
Insurance Accruals
Benefit Accruals
Deferred Expense Projects
Allowance for Doubtful Accounts
Customer Advances
UNICAP Section 263A Costs (which shall be removed from Atmos Mid -Tex when these
costs are transferred to Atmos Pipeline Texas)
Regulatory Asset - Mid Tex
Regulatory Liability - Mid -Tex
Other Plant
SSU - Customer Support:
Gas Plant in Service
ATMOS ENERGY CORPORATION
MID-TEX DIVISION
Exhibit A to Settlement Agreement
Attachment A to Ordinance
RIDER:
RRM — RATE REVIEW MECHANISM
APPLICABLE TO:
All Cities except the City of Dallas and all unincorporated areas
EFFECTIVE DATE:
Bills Rendered on or after 10/01/2010
SSU - General Office:
Gas Plant in Service
Insurance Accruals
Benefits Accruals
Deferred Expense Projects
Prepaid Expenses
Regulatory Liability - Atmos 109
FAS 115 Adjustment
Treasury Lock Adjustment
Revenue Agent Report Carryforward Adjustments 1990-1985
Tax Net Operating Loss Credit Carryforwards
State Bonus Depreciation
R & D Credit Valuation Allowance
Other Plant
b. Discretionary Costs to Be Disallowed from Rider RRM filings
The following types of employee reimbursed expenses and directly incurred costs are to be
removed from all expense and rate base amounts included within Rider RRM filings for the
Evaluation Period and for the Rate Effective Period:
Amounts incurred for travel, meals or entertainment of employee spouses.
Amounts for air travel that exceed published commercial coach air fares.
Amounts incurred for hotel rooms exceeding $250 per night inclusive of taxes and fees
assessed on such rooms.
Amounts for alcoholic beverages.
Amounts paid for admission to entertainment, sports, art or cultural events, and all event
sponsorship costs.
Amounts for social club dues or fees.
Exhibit B to Settlement Agreement
Attachment B to Ordinance
ATMOS ENERGY CORP., MID-TEX DIVISION
SUMMARY OF CURRENT AND PROPOSED RATE STRUCTURE
TEST YEAR ENDING DECEMBER 31, 2009
(2010 RRM SETTLEMENT PROPOSAL)
Proposed
Line (Beginning
No. Description Current Oct 1)
(a) (b) (d)
1 Rate R
2
Customer Charge per month
$7.00
$7.00
3
4
Consumption Charge per MCF
$2.2647
$2.5246
5
2008 RRM True -up per MCF
$0.0000
$0.0000
6
2009 RRM True -up per MCF
$0.0060
$0.0000
7
Total Consumption Charge per MCF
$2.2707
$2.5246
8
Rate C
9
Customer Charge per month
$13.50
$13.50
10
11
Consumption Charge per MCF
$0.9825
$1.0796
12
2008 RRM True -up per MCF
$0.0000
$0.0000
13
2009 RRM True -up per MCF
$0.0052
$0.0000
14
Total Consumption Charge per MCF
$0.9877
$1.0796
15
Rate I & T
16
Customer Charge per month
$425.00
$450.00
17
18
Consumption Charge per MMBTU:
19
First 1,500 MMBTU
$0.2496
$0.2750
20
Next 3,500 MMBTU
$0.1820
$0.2015
21
Over 5,000 MMBTU
$0.0390
$0.0433
22
2008 RRM True -up per MMBTU:
23
First 1,500 MMBTU
$0.0087
$0.0000
24
Next 3,500 MMBTU
$0.0064
$0.0000
25
Over 5,000 MMBTU
$0.0014
$0.0000
26
2009 RRM True -up per MMBTU:
27
First 1,500 MMBTU
$0.0000
$0.0000
28
Next 3,500 MMBTU
$0.0000
$0.0000
29
Over 5,000 MMBTU
$0.0000
$0.0000
30
Total Consumption Charge per MMBTU
31
First 1,500 MMBTU
$0.2583
$0.2750
32
Next 3,500 MMBTU
$0.1884
$0.2015
33
Over 5,000 MMBTU
$0.0404
$0.0433
Exhibit B to Settlement Agreement
Attachment B to Ordinance
ATMOS ENERGY CORP., MID-TEX DIVISION
CUSTOMER IMPACT OF PROPOSED RATES COMPARED TO CURRENT RATES
TEST YEAR ENDING DECEMBER 31, 2009
(2010 RRM SETTLEMENT PROPOSAL)
Line Prospective
No. Description Rate Increase
(a) (b)
1 Rate R
2 Consumption Charge per MCF
3
Change from Current Rate
$0.2539
4
Billing Units for Specified Period
78,500,000
5
Total Change in Base Revenue
$19,934,212
6
Associated Revenue Taxes
$1,490,401
7
Total Rate Impact
$21,424,613
8
Number of Bills for Specified Period
17,287,740
9
Average Impact per Bill
$1.24
10
Rate C
11
Consumption Charge per MCF
12
Change from Current Rate
$0.0919
13
Billing Units for Specified Period
49,500,000
14
Total Change in Base Revenue
$4,547,060
15
Associated Revenue Taxes
$339,966
16
Total Rate Impact
$4,887,026
17
Number of Bills for Specified Period
1,445,436
18
Average Impact per Bill
$3.38
19
Rates I&T - Customer Charge
20
Customer Charge
21
Change from Current Rate
$25.00
22
Billing Units for Specified Period
10,985
23
Total Change in Base Revenue
$274,625
24
Associated Revenue Taxes
$20,533
25
Total Rate Impact
$295,157.61
26
Rates I&T -1st block
27
Consumption Charge per MCF
28
Change from Current Rate
$0.0167
29
Billing Units for Specified Period
10,597,655
30
Total Change in Base Revenue
$177,031
31
Associated Revenue Taxes
$13,236
32
Total Rate Impact
$190,266
33
Rates I&T - 2nd block
34
Consumption Charge per MCF
35
Change from Current Rate
$0.0131
36
Billing Units for Specified Period
10,791,216
37
Total Change in Base Revenue
$141,297
38
Associated Revenue Taxes
$10,564
39
Total Rate Impact
$151,862
40
Rates I&T - 3rd block
41
Consumption Charge per MCF
42
Change from Current Rate
$0.0029
43
Billing Units for Specified Period
16,585,623
44
Total Change in Base Revenue
$47,655
45
Associated Revenue Taxes
$3,563
46
Total Rate Impact
$51,218
47
Rates I&T - Total
48
Total Rate Impact
$688,504
49
Number of Bills for Specified Period
10,985
50
Average Impact per Bill
$62.68
51
52
Total Change in Base Revenue
$25,121,880
53
Total Rate Impact (Inc. Rev. Taxes)
$27,000,142
Exhibit B to Settlement Agreement
Attachment B to Ordinance
ATMOS ENERGY CORP., MID-TEX DIVISION
AVERAGE BILL COMPARISON- OCTOBER 1, 2010
TEST YEAR ENDING DECEMBER 31, 2009
Line
OCTOBER 1, 2010
1
Rate R LEA 4.5 Mcf
CURRENT
PROPOSED
CHANGE
2
Customer charge
$ 7.00
3
Consumption charge
4.5
MCF
X
$2.2707 =
10.31
4
RiderOCR Part A
4.5
MCF
X
$4.6303 =
21.03
5
Rider OCR Part B
4.5
MCF
X
$0.6611 =
3.00
6
7
Subtotal
$ 41.34
8
Rider FF & Rider TAX
$41.34
X
0.07477 =
3.09
9
Total
$44.43
10
11
Customer charge
$7.00
12
Consumption charge
4.5
MCF
X
$2.5246 =
11.46
13
Rider OCR Part A
4.5
MCF
X
$4.6303 =
21 A3
14
Rider OCR Part B
4.5
MCF
X
$0.6611 =
3.00
15
16
Subtotal
$42.49
17
Revenue -related Tax Reimbursement
$42.49
X
0.07477 =
3.18
18
Total
$45.67
$1.24
19
2.79%
20
21
Rate C 41) 34.2 Mc f
CURRENT
PROPOSED
CHANGE
22
Customer charge
$13.50
23
Consumption charge
34.2
MCF
X
$0.9877 =
33.82
24
Rider OCR PartA
34.2
MCF
X
$4.6303 =
156.57
25
Rider OCR Part B
34.2
MCF
X
$0.5542 =
18.98
26
27
28
Subtotal
$224.87
29
Revenue -related Tax Reimbursement
$224.87
X
0.07477 =
16.81
30
Total
$241.69
31
32
Customer charge
$13.50
33
Consumption charge
34.2
MCF
X
$1.0796 =
36.97
34
Rider OCR Part A
34.2
MCF
X
$4.6303 =
158.57
35
Rider OCR Part B
34.2
MCF
X
$0.5542 =
18.98
36
37
Subtotal
$228.02
38
Revenue -related Tax Reimbursement
$228.02
X
0.07477 =
17.05
39
Total
$245.07
$3.38
40
1.40%
41
Rate 10 3457 MMBTU
CURRENT
PROPOSED
CHANGE
42
Customer charge
$425.00
43
Consumption charge
1,500
MMBTU
X
$0.2583 =
387.45
44
Consumption charge
1,957
MMBTU
X
$0.1884 =
368.69
45
Consumption charge
0
MMBTU
X
$0.0404 =
0.00
46
Rider OCR Part A
3,457
MMBTU
X
$4.6303 =
16,006.67
47
Rider OCR Part B
3,457
MMBTU
X
$0.3062 =
1,058.42
48
49
Subtotal
$18,246.23
50
Revenue -related Tax Reimbursement
$18,246.23
X
0.07477 =
1,364.20
51
Total
$19,610.43
52
53
Customer charge
$450.00
54
Consumption charge
1,500
MMBTU
X
$0.2750 =
412.51
55
Consumption charge
1,957
MMBTU
X
$0.2015 =
394.31
56
Consumption charge
0
MMBTU
X
$0.0433 =
0.00
57
Rider OCR Part A
3,457
MMBTU
X
$4.6303 =
16,006.67
58
Rider OCR Part B
3,457
MMBTU
X
$0.3062 =
1,058.42
59
Subtotal
$18,321.91
60
Revenue -related Tax Reimbursement
$18,321.91
X
0.07477 =
1,369.86
61
Total
$19,691.77
$81.34
82
0.41%
63
Rate T (W 3480 MMBTU
CURRENT
PROPOSED
CHANGE
64
Customer charge
$425.00
65
Consumption charge
1,500
MMBTU
X
$0.2583 =
387.45
66
Consumption charge
1,957
MMBTU
X
$0.1884 =
368.69
67
Consumption charge
0
MMBTU
X
$0.0404 =
0.00
68
Rider OCR Part B
3,457
MMBTU
X
$0.3062 =
1,058.42
69
70
Subtotal
$2,239.56
71
Revenue -related Tax Reimbursement
$2,239.56
X
0.07477 =
167.44
72
Total
$2,407.00
73
74
Customer charge
$450.00
$25.00
75
Consumption charge
1,500
MMBTU
X
$0.2750 =
412.51
$25.06
76
Consumption charge
1,957
MMBTU
X
$0.2015 =
394.31
$25.62
77
Consumption charge
0
MMBTU
X
$0.0433 =
0.00
78
Rider OCR Part B
3,457
MMBTU
X
$0.3062 =
1,058.42
79
Subtotal
$2,315.24
80
Revenue -related Tax Reimbursement
$2,315.24
X
0.07477 =
173.10
81
Total
_ $2,488.34
$81.34
3.38%
Exhibit B to Settlement Agreement
Attachment B to Ordinance
ATMOS ENERGY CORP., MID-TEX DIVISION
CUSTOMER IMPACT OF PROPOSED RATES COMPARED TO CURRENT RATES
(STEEL SERVICE REPLACEMENT PROGRAM)
Line
Prospective
No.
Description
Rate Increase
(a)
(b)
1
Rate R
2
Monthly Customer Charge
3
Change from Current Rate
$0.15
4
Billing Units for Specified Period
17,287,740
5
Total Change in Base Revenue
$2,593,161
6
Associated Revenue Taxes
$193,880
7
Total Rate Impact
$2,787,041
8
Number of Bills for Specified Period
17,287,740
9
Average Impact per Bill
$0.16
10
Rate C
11
Monthly Customer Charge
12
Change from Current Rate
$0.41
13
Billing Units for Specified Period
1,445,436
14
Total Change in Base Revenue
$592,629
15
Associated Revenue Taxes
$44,308
16
Total Rate Impact
$636,937
17
Number of Bills for Specified Period
1,445,436
18
Average Impact per Bill
$0.44
19
20
Total Change in Base Revenue
$3,185,790
21
Total Rate Impact (Inc. Rev. Taxes)
$3,423,979
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
Attachment C to Ordinance
SETTLEMENT AGREEMENT BETWEEN ATMOS ENERGY CORP., MID-TEX
DIVISION AND ATMOS CITIES STEERING COMMITTEE
WHEREAS, this settlement agreement is entered into by Atmos Energy Corp's Mid -
Tex Division and Atmos Cities Steering Committee ("ACSC") whose members include the
Cities of Abilene, Addison, Allen, Alvarado, Angus, Anna, Argyle, Arlington, Bedford,
Bellmead, Benbrook, Beverly Hills, Blossom, Blue Ridge, Bowie, Boyd, Bridgeport,
Brownwood, Buffalo, Burkburnett, Burleson, Caddo Mills, Carrollton, Cedar Hill, Celeste,
Celina, Cisco, Cleburne, Clyde, College Station, Colleyville, Colorado City, Comanche,
Coolidge, Coppell, Corinth, Corral City, Crandall, Crowley, Dalworthington Gardens, Denison,
DeSoto, Duncanville, Eastland, Edgecliff Village, Emory, Ennis, Euless, Everman, Fairview,
Farmers Branch, Farmersville, Fate, Flower Mound, Forest Hill, Fort Worth, Frisco, Frost,
Gainesville, Garland, Garrett, Grand Prairie, Grapevine, Haltom City, Harker Heights, Haskell,
Hewitt, Highland Park, Highland Village, Honey Grove, Hurst, Iowa Park, Irving, Justin,
Kaufman, Keene, Keller, Kemp, Kennedale, Kerrville, Killeen, Krum, Lakeside, Lake Worth,
Lancaster, Lewisville, Lincoln Park, Little Elm, Lorena, Malakoff, Mansfield, McKinney,
Melissa, Mesquite, Midlothian, Murphy, Nocona, North Richland Hills, Northlake, Oakleaf,
Ovilla, Palestine, Pantego, Paris, Parker, Pecan Hill, Plano, Ponder, Pottsboro, Prosper, Quitman,
Red Oak, Reno (Parker County), Richardson, Richland, Richland Hills, Roanoke, Robinson,
Rockwall, Roscoe, Rowlett, Sachse, Saginaw, Seagoville, Sherman, Snyder, Southlake,
Springtown, Stamford, Stephenville, Sulphur Springs, Sweetwater, Temple, Terrell, The Colony,
Tyler, University Park, Venus, Vernon, Waco, Watauga, Waxahachie, Westlake, Whitesboro,
White Settlement, Wichita Falls, Woodway, and Wylie.
WHEREAS, on March 15, 2010, Atmos filed with the ACSC Cities an application,
hereafter referred to as the 2010 RRM filing, to adjust rates pursuant to Rider RRM - Rate
Review Mechanism; and
WHEREAS, ACSC has hired experts and lawyers to analyze the rates proposed by
Atmos Energy Corp.'s, Mid -Tex Division ("Atmos" or "Company") in its 2010 RRM filing; and
WHEREAS, the Settlement Agreement resolves all issues between Atmos and ACSC
("the Signatories") regarding the 2010 RRM filing, which is currently pending before the ACSC
Cities, in a manner that the Signatories believe is consistent with the public interest, and the
Signatories represent diverse interests; and
WHEREAS, the Signatories believe that the resolution of the issues raised in the 2010
RRM filing can best be accomplished by each ACSC City approving this Settlement Agreement
and the rates, terms and conditions reflected in the tariffs attached to this Settlement Agreement
as Exhibit A;
NOW, THEREFORE, in consideration of the mutual agreements and covenants
established herein, the Signatories, through their undersigned representatives, agree to the
following Settlement Terms as a means of fully resolving all issues between the ACSC Cities
and Atmos involving the 2010 RRM filing:
1
Attachment C to Ordinance
Settlement Terms
Upon the execution of this Settlement Agreement, Atmos and the counsel for the
ACSC cities will recommend that an ordinance or resolution be adopted to approve
this Settlement Agreement and implement the rates, terms and conditions reflected in
the tariffs attached to this Settlement Agreement as Exhibit A. (Attachment A to the
Ordinance ratifying this Agreement). Said tariffs should allow Atmos an additional,
prospective $27 million in annual revenue by implementation of rates shown in the
proof of revenues attached as Exhibit B. (Attachment B to the Ordinance ratifying this
Agreement). The uniform implementation of gas rates, terms and conditions
established by this Settlement Agreement shall be effective for bills rendered on or
after October 1, 2010.
2. In an effort to streamline the regulatory review process, Atmos and ACSC have agreed
to renew the Rate Review Mechanism ("Rider RRM") for a period commencing with
the Company's April 1, 2011 filing under this mechanism for the calendar year 2010,
effective August 15, 2011, and concluding upon the implementation of new, final rates
established pursuant to the general rate case that Atmos will file on or before June 1,
2013. Rider RRM provides for an annual rate adjustment to reflect changes in billing
determinants, operating and maintenance expense, depreciation expense, other taxes
expense, and revenues as well as changes in capital investment and associated changes
in gross revenue related taxes. The revised RRM tariff is included in Exhibit A.
Notwithstanding the RRM rate adjustments that will occur pursuant to paragraph 2 of
this Settlement Agreement, Atmos and ACSC agree that on or before June 1, 2013,
Atmos shall file a general, system -wide rate case for the Mid -Tex Division. During
the pendency of the general rate case, Atmos and ACSC agree that rate adjustments
associated with the RRM filing for calendar year 2011 shall be implemented on
August 15, 2012, and shall remain in effect until the earlier of either the issuance of a
final order by the Railroad Commission of Texas in the general rate case to be filed on
or before June 1, 2013, or the entry of an agreed upon order resolving all issues
involved in the general rate case. The adjustments made or requested in the 5th year
RRM shall not be considered precedent during the general rate case.
4. Atmos and ACSC further agree that for the period commencing March 1, 2010
through September 30, 2012, Atmos will expand its existing steel service line
replacement program to complete the replacement of 100,000 steel service lines within
its Mid -Tex Division during this period. Atmos and ACSC agree that a risk-based
approach should be adopted to allow replacement of the highest priority steel service
lines within this time period. Atmos agrees to provide the ACSC cities with quarterly
reports providing the number and location of the lines replaced during the quarter.
Atmos agrees to coordinate with ACSC member cities to minimize disruption to cities'
rights of way without compromising the safety of residents of the cities.
5. Atmos and ACSC agree that costs incurred to replace steel service lines prior to
October 1, 2010 shall be included in the RRM rate adjustment calculation for the 2010
calendar year, and shall not be subject to or included in the rate cap limitations set
forth in subsection IV (a) -(b) of the Rider RRM tariff.
4
Attachment C to Ordinance
6. Atmos and ACSC agree that the projected incremental direct costs incurred to replace
steel service lines on or after October 1, 2010 shall be separately identified and shall
not be subject to or included in the rate cap limitations set forth in subsection IV (a) -
(b) of the Rider RRM tariff. Atmos and ACSC further agree that such projected direct
incremental costs incurred to replace steel service lines after October 1, 2010, shall be
separately calculated and recovered as a discrete component of customer charges in the
Company's annual RRM filings as set forth below:
a. Atmos and ACSC agree that Atmos shall be entitled to separately adjust rates for
the Rate Effective Period as defined in the Rider RRM tariff to allow recovery of
the projected annual revenue requirement associated with direct incremental costs
to be incurred in connection with a steel service line replacement program, that
are not otherwise included within the RRM cost of service, including a return on
equity of 9.0% within the overall weighted cost of capital applied to net
investment (net plant additions, less accumulated depreciation and accumulated
deferred income taxes), depreciation expense and applicable taxes;
b. Atmos and ACSC further agree that the capital structure used to calculate the steel
service line replacement rate adjustment will be the actual Evaluation Period (as
defined in the Rider RRM tariff) ratio of long-term debt and equity, with an
equity percentage not to exceed 50%;
c. Rate recovery associated with a steel service line replacement program shall occur
through an adjustment to the Residential and Commercial customer charges.
Current year recovery factors as of October 1, 2010 shall be $0.15 for residential
customers and $0.41 for commercial customers. The rates will be adjusted
annually, however, Atmos and ACSC agree that in no case will the per customer
monthly cost recovery factors attributable to a steel service line replacement
program exceed $0.44 for residential customers or $1.22 for commercial
customers, either prior to or during the pendency of the general rate case Atmos
will file on or before June 1, 2013.
d. Atmos and ACSC further agree that any per customer amount attributable to cost
recovery for a steel service line replacement program shall be subject to review by
the regulatory authority in a subsequent Evaluation Period as defined in the Rider
RRM tariff and all incremental costs associated with a steel service line
replacement program shall be subject to a prudence/reasonableness review in the
general rate case to be filed by Atmos on or before June 1, 2013.
7. With respect to the Company's annual RRM filings, Atmos agrees to pay all
reasonable and necessary expenses of each entity having original jurisdiction that are
incurred to review the Company's annual RRM filings. Atmos further agrees that in
calculating the proposed rate for any Rate Effective Period, the Company shall not
include: (1) any external legal, expert, or consultant costs to prepare and/or provide
supportive information related to its filing; or (2) reimbursements to original
jurisdiction entities.
Notwithstanding paragraph 7 of this Settlement Agreement, Atmos and ACSC agree
that in the event of an appeal of an original jurisdiction entity's decision regarding a
proposed RRM adjustment, recovery of rate case expenses shall be determined
Attachment C to Ordinance
according to Chapters 103 and 104, TEX. UTIL. CODE ANN. Further, in the event of
such appeal(s), Atmos shall recover any reimbursement made to the original
jurisdiction entity through a surcharge to all customer rates that are subject to the
Commission's jurisdiction in that proceeding or proceedings that might be joined
therewith, regardless of whether such reimbursements are made during the initial
review period or appeal period.
9. The ACSC Cities agree that they will not challenge the legal basis of the rates, terms,
and conditions reflected in Exhibit A, or any annual RRM adjustment that is
implemented pursuant to Rider RRM.
10. Atmos and the ACSC Cities further agree that the express terms of the Rider RRM are
supplemental to the filing, notice, regulatory review, or appellate procedural process of
the ratemaking provisions of Chapter 104 of the Texas Utilities Code. If the statute
requires a mandatory action on behalf of the municipal regulatory authority or Atmos,
the parties will follow the provisions of such statute. If the statute allows discretion on
behalf of the municipal regulatory authority, the ACSC Cities agree that they shall
exercise such discretion in such a way as to implement the provisions of the RRM
tariff. If Atmos appeals an action or inaction of an ACSC City regarding an RRM
filing to the Railroad Commission, the ACSC Cities agree that they will not oppose the
implementation of interim rates or advocate the imposition of a bond by Atmos
consistent with the RRM tariff. Atmos agrees that it will make no filings on behalf of
its Mid -Tex division under the provisions of TEX. UTIL. CODE ANN. § 104.301 while
the Rider RRM is in place. In the event that a regulatory authority fails to act or enters
an adverse decision regarding the proposed annual RRM adjustment, the Railroad
Commission of Texas shall, pursuant to the provisions of the Texas Utilities Code,
have exclusive appellate jurisdiction to review the action or inaction of the regulatory
authority exercising exclusive original jurisdiction over the RRM request. In addition,
the Signatories agree that this Settlement Agreement shall not be construed as a waiver
of the ACSC Cities' right to initiate a show cause proceeding or the Company's right
to file a Statement of Intent under the provisions of the Texas Utilities Code.
11. Atmos and ACSC further agree that the ordinance or resolution adopting this
Settlement Agreement shall include a provision authorizing Atmos to establish
regulatory asset account(s) for costs related to working gas in storage. Atmos and
ACSC further agree that the language authorizing these regulatory asset account(s)
shall be the same as that set forth in the 4th Ordering Paragraph (Page 10 of 11) of the
Final Order Nunc Pro Tunc issued by Railroad Commission of Texas in GUD No.
9869 on February 23, 2010. This language states as follows:
IT IS FURTHER ORDERED that Atmos shall be allowed to establish a
regulatory asset for the ad valorem taxes related to working gas in storage.
In addition, Atmos shall be allowed to establish a regulatory asset for (1)
the costs associated with Accumulated Deferred Income Tax for UNICAP
Section 263A, (2) the WACOG to FIFO change, and (3) an amount equal
to the rate of return approved in this RRM Proceeding for the
Accumulated Deferred Income Tax items related to working gas in
storage. Atmos shall record these amounts in Other Regulatory Assets
(Account 182.3). These deferred items shall be considered, along with the
4
Attachment C to Ordinance
investment in working gas, for consideration and possible inclusion in
rates for Atmos Pipeline -Texas in that entity's next filed rate case. If the
Commission determines that such deferred items are not properly included
in the rates of Atmos Pipeline — Texas, the items shall be further deferred
until the next Atmos Mid -:Tex rate case filed after the final decision in the
Atmos Pipeline -Texas rate case for inclusion with the working gas
investment in the Atmos Mid -Tex rates.
12. Atmos and ACSC agree that each ACSC city should approve this Settlement
Agreement and adopt an ordinance or resolution to implement for the ACSC Cities the
rates, terms, and conditions reflected in the tariffs attached to this Settlement
Agreement as Exhibit A, as well as the regulatory asset authorization language
discussed in paragraph 12 of this Settlement Agreement.
13. The Signatories agree that the terms of the Settlement Agreement are interdependent
and indivisible, and that if any ACSC city enters an order that is inconsistent with this
Settlement Agreement, then any Signatory may withdraw without being deemed to
have waived any procedural right or to have taken any substantive position on any fact
or issue by virtue of that Signatory's entry into the Settlement Agreement or its
- subsequent withdrawal. If any ACSC city rejects this Settlement Agreement, then this
Settlement Agreement shall be void ab initio and counsel for the ACSC Cities shall
thereafter only take such actions as are in accordance with the Texas Disciplinary
Rules of Professional Conduct.
14. The Signatories agree that all negotiations, discussions and conferences related to the
Settlement Agreement are privileged, inadmissible, and not relevant to prove any
issues associated with Atmos' 2010 RRM filing.
15. The Signatories agree that neither this Settlement Agreement nor any oral or written
statements made during the course of settlement negotiations may be used for any
purpose other than as necessary to support the entry by the ACSC Cities of an
ordinance or resolution implementing this Settlement Agreement.
16. The Signatories agree that this Settlement Agreement is binding on each Signatory
only for the purpose of settling the issues set forth herein and for no other purposes,
and, except to the extent the Settlement Agreement governs a Signatory's rights and
obligations for future periods, this Settlement Agreement shall not be binding or
precedential upon a Signatory outside this proceeding.
17. The Signatories agree that this Settlement Agreement may be executed in multiple
counterparts and may be filed with facsimile signatures.
5
Agreed to this day of August, 2010.
ATMOS ENERGY CORP., MID-TEX DIVISION
John A. Paris
President, Mid -Tex Division
0
Attachment C to Ordinance
Agreed to this clay of August, 2010.
ATMOS ENERGY CORP.; -TltXDIWION
By:
A.
Mid -Tex Division
Attachment C to Ordinance
Attachment C to Ordinance
Agreed to this ao 44- day of August 2010.
ATTORNEY FOR ATMOS TEXAS MUNICIPALITIES, WHOSE MEMBERS INCLUDE
THE CITIES OF ABILENE, ADDISON, ALLEN, ALVARADO, ANGUS, ANNA, ARGYLE,
ARLINGTON, BEDFORD, BELLMEAD, BENBROOK, BEVERLY HILLS, BLOSSOM,
BLUE RIDGE, BOWIE, BOYD, BRIDGEPORT, BROWNWOOD, BUFFALO,
BURKBURNETT, BURLESON, CADDO MILLS, CARROLLTON, CEDAR HILL,
CELESTE, CELINA, CISCO, CLEBURNE, CLYDE, COLLEGE STATION, COLLEYVILLE,
COLORADO CITY, COMANCHE, COOLIDGE, COPPELL, CORINTH, CORRAL CITY,
CRANDALL, CROWLEY, DALWORTHINGTON GARDENS, DENISON, DESOTO,
DUNCANVILLE, EASTLAND, EDGECLIFF VILLAGE, EMORY, ENNIS, EULESS,
EVERMAN, FAIRVIEW, FARMERS BRANCH, FARMERSVILLE, FATE, FLOWER
MOUND, FOREST HILL, FORT WORTH, FRISCO, FROST, GAINESVILLE, GARLAND,
GARRETT, GRAND PRAIRIE, GRAPEVINE, HALTOM CITY, HARKER HEIGHTS,
HASKELL, HEWITT, HIGHLAND PARK, HIGHLAND VILLAGE, HONEY GROVE,
HURST, IOWA PARK, IRVING, JUSTIN, KAUFMAN, KEENE, KELLER, KEMP,
KENNEDALE, KERRVILLE, KILLEEN, KRUM, LAKESIDE, LAKE WORTH,
LANCASTER, LEWISVILLE, LINCOLN PARK, LITTLE ELM, LORENA, MALAKOFF,
MANSFIELD, MCKINNEY, MELISSA, MESQUITE, MIDLOTHIAN, MURPHY, NOCONA,
NORTH RICHLAND HILLS, NORTHLAKE, OAKLEAF, OVILLA, PALESTINE,
PANTEGO, PARIS, PARKER, PECAN HILL, PLANO, PONDER, POTTSBORO, PROSPER,
QUITMAN, RED OAK, RENO (PARKER COUNTY), RICHARDSON, RICHLAND,
RICHLAND HILLS, ROANOKE, ROBINSON, ROCKWALL, ROSCOE, ROWLETT,
SACHSE, SAGINAW, SEAGOVILLE, SHERMAN, SNYDER, SOUTHLAKE,
SPRINGTOWN, STAMFORD, STEPHENVILLE, SULPHUR SPRINGS, SWEETWATER,
TEMPLE, TERRELL, THE COLONY, TYLER, UNIVERSITY PARK, VENUS, VERNON,
WACO, WATAUGA, WAXAHACHIE, WESTLAKE, WHITESBORO, WHITE
SETTLEMENT, WICHITA FALLS, WOODWAY, AND WYLIE
IM
Subject to approval by ACSC City Councils
7