HomeMy WebLinkAboutTownLake Audit 08-31-04 TEXAS STUDENT HOUSING
AUTHORITY
JEFFERSON COMMONS AT
TOWN LAKE PROJECT
FINANCIAL REPORT
AUGUST 31, 2004
CONTENTS
Page
INDEPENDENT AUDITOR'S REPORT ...................................................................................1
FINANCIAL STATEMENTS
Statementof Net Assets..................................................................................................2
Statement of Revenues, Expenses, and Changes in Net Assets.....................................3
Statementof Cash Flaws.................................................................................................4
Notes to Financial Statements.........................................................................................6
INDEPENDENT AUDITOR'S REPORT
WEAVER
TIDWELL
L.1.P. To the Board of Directors
CERTIFIED 'PUBLIC Texas Student Housing Authority --Jefferson Commons at Town Lake Project
ACCOUNTANTS
AND CONSULTANTS We have audited the accompanying financial statements of Texas Student Housing
Authority - Jefferson Commons at Town Lake Project (the "Project"), as of
August 31, 2004 and for the period from inception (December 17, 2002) to
August 31, 2004, as listed in the table of contents. These financial statements are
the responsibility of the Project's management. Our responsibility is to express an
opinion on these financial statements based on our audit.
We conducted our audit in accordance with auditing standards generally accepted in
the United States of America. Those standards require that we plan and perform the
audit to obtain reasonable assurance about whether the financial statements are free
of material misstatement. An audit includes examining, on a test basis, evidence
supporting the amounts and disclosures in the financial statements. An audit also
includes assessing the accounting principles used and significant estimates made by
management, as well as evaluating the overall financial statement presentation. We
believe that our audit provides a reasonable basis for our opinion.
As discussed in Note 1, the financial statements present only the Project and do not
purport to, and do not, present fairly the financial position of Texas Student Housing
Authority as of August 31, 2004, and the changes in its financial position and cash
flows, where applicable, for the period from inception (December 17, 2002) to
August 31, 2004 in conformity with accounting principles generally accepted in the
United States of America.
In our opinion, the financial statements referred to above present fairly, in all material
respects, the financial position of the Texas Student Housing Authority — Jefferson
Commons at Town Lake Project at August 31, 2004 and the results of its operations
and cash flows for the period from inception (December 17, 2002) to August 31, 2004
in conformity with accounting principles generally accepted in the United States of
America.
DALLA-
Three Forest Place Texas Student Housing Authority—Jefferson Commons at Town Lake Project has not
12221 Merit p,;i, presented management discussion and analysis that accounting principles generally
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Dallas, Ttcxur 75251-2280 accepted in the United States of America has determined is necessary to
972.490.1970 supplement, although not required to be part of the basic financial statements.
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FORT WORTH
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July $, 2005
W W W.WEAVERANDTIOWELL.COM
AN INDEPENDENT MEMBER OF 4372
BAKER 71LLY
INTERNATIONAL
Page 2
TEXAS STUDENT HOUSING AUTHORITY
JEFFERSON COMMONS TOWN LAKE PROJECT
STATEMENT OF NET ASSETS
AUGUST 31, 2004
ASSETS
CURRENT ASSETS
Cash $ 89,698
Restricted cash 2,979,280
Accounts receivable 106,999
Prepaids 10,874
Total current assets 3,186,851
CAPITAL ASSETS
Land 2,182,816
Other capital assets, net of accumulated depreciation 17,427,592
Total capital assets 19,610,408
INTANGIBLE ASSETS
Debt issue costs, net of amortization 1,119,827
Total intangible assets 1,119,827
TOTAL ASSETS $ 23,917,086
LIABILITIES AND NET ASSETS
CURRENT LIABILITIES
Bonds payable -current maturities $ 1,400,195
Trade accounts payable 58,861
Management fees payable 25,000
Deferred revenue 116,924
Tenant security deposits 1,225
Accrued interest 153,679
Development fee payable 10,450
Other current liabilities 68,575
Total current liabilities 1,834,909
LONG TERM LIABILITIES
Bonds payable 22,194,105
Total long term liabilities 22,194,105
NET ASSETS
Invested in capital assets, net of related debt ( 2,732,902)
Restricted for debt service 2,693,147
Unrestricted ( 72,173}
Total net assets ( 111,928)
TOTAL LIABILITIES AND NET ASSETS $ 23,917,086
The Notes to Financial Statements are
an integral part of this statement,
Page 3
TEXAS STUDENT HOUSING AUTHORITY
JEFFERSON COMMONS TOWN LAKE PROJECT
STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN NET ASSETS
FOR THE PERIOD FROM INCEPTION (DECEMBER 17, 2002) TO AUGUST 31, 2004
OPERATING REVENUES
Rental income $ 3,2.95,862
Other income 103,450
Total operating revenue 3,399,312
OPERATING EXPENSES
Personnel expenses 345,371
Contract services 37,583
Utilities 286,333
Repairs and maintenance 9,363
Advertising and promotion 86,214
Administration expenses 249,345
Management fees 162,500
Replacements 32,793
Depreciation expense 708,594
Amortization expense 95,442
Total operating expenses 2,013,538
OPERATING INCOME 1,385,774
NONOPERATING REVENUES (EXPENSES)
Interest income 2=945
Interest expense ( 1,500,647)
TOTAL NONOPERATING LOSS ( 1,497,702)
CHANGE IN NET ASSETS ( 111,928)
NET ASSETS, DATE OF INCEPTION -
NET ASSETS, AUGUST 31, 2004
The Notes to Financial Statements are
an integral part of this statement.
Page 4
TEXAS STUDENT HOUSING AUTHORITY
JEFFERSON COMMONS TOWN LAKE PROJECT
STATEMENT OF CASH FLOWS
FOR THE PERIOD FROM INCEPTION (DECEMBER 17, 2002) TO AUGUST 31, 2004
CASH FLOWS FROM OPERATING ACTIVITIES
Cash received from tenants $ 3,460,691
Cash paid to employees ( 341,871)
Cash paid to suppliers ( 765,848)
Net cash provided by operating activities 2,352,972
CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES -
CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES
Proceeds on bonds 23,900,000
Debt issue costs ( 1,185,699)
Payments on bonds payable { 305,701)
Interest paid { 1,346,967)
Net cash used in capital and related financing activities 21,061,633
CASH 'FLOWS FROM INVESTING ACTIVITIES
Purchase of land and building and improvements ( 20,348,572)
Interest on investments 2,945
Net cash provided by investing activities { 20,345,627)
Net change in cash and cash equivalents 3,068,978
Cash and cash equivalents at beginning of year restated -
Cash and cash equivalents at end of year $ 3,068,978
Cash $ 89,698
Restricted cash 2,979,280
Total cash and cash equivalents $ 3,068,978
The Notes to Financial Statements are
an integral part of this statement.
Page 5
TEXAS STUDENT HOUSING AUTHORITY
JEFFERSON COMMONS TOWN LAKE PROJECT
STATEMENT OF CASH FLOWS
FOR THE PERIOD FROM INCEPTION (DECEMBER 17, 2002) TO AUGUST 31, 2004
RECONCILIATION OF OPERATING INCOME TO
NET CASH PROVIDED BY OPERATING ACTIVITIES
Operating income $ 1,385,774
Adjustments to reconcile operating income to
net cash provided by operating activities
Depreciation and amortization 804,036
Changes in operating assets and liabilities:
Accounts receivable ( 106,999)
Prepaids ( 10,874)
Trade accounts payable 58,861
Management fees payable 25,000
Deferred revenue 116,924
Tenant security deposits 1,225
Development fee payable 10,450
Other current liabilities 68,575
Net cash provided by operating activities $ 2,352,972
The Notes to Financial Statements are
an integral part of this statement.
Page 6
TEXAS STUDENT HOUSING AUTHORITY
JEFFERSON COMMONS AT TOWN LAKE PROJECT
NOTES TO THE FINANCIAL STATEMENTS
NOTE 1. GENERAL STATEMENT
Texas Student Housing Authority (the "Authority"), a higher education authority, was
established on January 23, 1995,. as a duly constituted authority of the Town of
Westlake (the Town), Texas, pursuant to Section 53.11 of Chapter 53 of the Texas Education
Code, as amended. The Authority's purpose among other things is to acquire, finance, and
operate student housing facilities. The Authority operates several student housing facilities in
Texas and one of the housing projects is the Jefferson Commons at Town Lake Project (the
"Project"). The Project was purchased from Jefferson Commons - Austin, L.P., a Delaware
limited partnership on December 17, 2002. The Project obtained its financing through the
issuance of Texas Student Housing Authority - Student Housing Revenue Bonds (Jefferson
Commons at Town Lake Project) Series 2002 A-1 and A-2 (the "Bonds"). The Bonds were
issued through a Trust Indenture (the "Trust Indenture") by and between the Authority and The
Bank of New York (the "Trustee"). The Series 2002 A-1 and Series 2002 A-2 bonds were
issued in the face amounts of $19,480,000 and $5,670,000, respectively. At August 31, 2004
$968,191 and $281,809 of the Series 2002 A-1 and A-2 Bonds had not been issued. The
accompanying financial statements present the operations of the one Project, whose revenue
streams are pledged for the bonds described herein.
The Project was operated and managed under the terms of the (a) Property Management and
Leasing Agreement by and between the Authority and JPI Campus Quarters Management,
L.P. ("JPI") and (b) the Asset Management Agreement by and between the Authority and JPI
Apartment Management, L.P., up until February 2005. The Project is now managed and
operated by Asset Campus Management under the terms of a Property Management and
Leasing Agreement dated March 1, 2005. The property management agreements are
collectively referred to as the "Agreements".
NOTE 2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES
A summary of the Project's significant accounting policies consistently applied in the
preparation of the accompanying financial statements follows:
Reporting Entity
For financial reporting purposes, management has considered all potential component
units. The decision to include a potential component unit in the reporting entity was made
by applying the criteria set forth in GASB Statement No. 14 as amended by GASB
statement No. 39. The criteria used are as follows:
Financial Accountability - The primary government is deemed to be financially
accountable if it appoints a voting majority of the organization's governing body and (1)
it is able to impose its will on that organization or (2) there is a potential for the
organization to provide specific financial benefits to, or impose specific financial
burdens on, the primary government. Additionally, the primary government may be
financially accountable if an organization is fiscally dependent on the primary
government regardless of whether the organization has a separately elected governing
board appointed by a higher level of government or a jointly appointed board.
Page 7
TEXAS STUDENT HOUSING AUTHORITY
JEFFERSON COMMONS AT TOWN LAKE PROJECT
NOTES TO THE FINANCIAL STATEMENTS
NOTE 2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES — continued
Measurement Focus and Basis of Accounting
The Project uses the "net income and capital maintenance" measurement focus. This
means that all assets, liabilities, equity, revenues, and expenses are accounted for using
the accrual basis of accounting.
Revenue is recognized when earned and expenses are recognized when they are
incurred. In applying the requirements of GASB Statement No. 20, the Project has chosen
to apply all applicable GASB pronouncements as well as Financial Accounting Standards
Board pronouncements issued on or before November 30, 1989, unless those
pronouncements conflict with or contradict GASB pronouncements.
Income Taxes
The Project is an instrumentality of the Town and, therefore, its income is not subject to
federal income taxation pursuant to Section 115 of the Internal Revenue Code.
Cash and Cash Equivalents
The Project considers all highly liquid investments with maturity of three months or less
when purchased to be cash equivalents. At August 31, 2004, the Project had no such
investments included in cash and cash equivalents. The Project's cash of $89,698 (bank
balance $86,701) is deposited in FDIC insured state or national banking corporations and
is categorized as category one. Category one represents cash and cash equivalents that
are insured in the amount of $100,000. Cash in excess of FDIC insured amounts are
secured by a safekeeping receipt from Northwest Bank in the amount of $1,000,000 at
August 31, 2004.
In addition, the Project has restricted cash of $2,979,280 that is held by the Trustee per
provisions of the Indenture. From inception to August 31, 2004 the investment income
received from the restricted cash was $2,945.
Accounts Receivable
Accounts receivable are stated at amounts management expects to collect from
outstanding balances. Management writes-off uncollectible amounts through a reduction to
revenue and a credit to accounts receivable based on its assessment of the outstanding
receivables. At year end management assesses the accounts receivable balance and
establishes a valuation allowance based on historical experience and an evaluation of the
outstanding balances. As of August 31, 2004, management has determined that all
accounts doubtful of collection have been charged to operations and an allowance is not
required.
Deferred Financing Costs
Costs associated with the issuance of bonds are deferred and amortized over the terms of
the bonds.
Page 8
TEXAS STUDENT HOUSING AUTHORITY
JEFFERSON COMMONS AT TOWN LAKE PROJECT
NOTES TO THE FINANCIAL STATEMENTS
NOTE 2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES — continued
Advertising Costs
All advertising costs are expensed as they are incurred. Advertising costs from inception
to the period ending August 31, 2004 were approximately $58,000.
Capital Assets
Property and equipment have been recorded at the date of acquisition at cost. Routine
maintenance and repair costs to ready the units for the next period are expensed as
incurred.
Expenditures directly related to the improvement of property are capitalized at cost. The
Project capitalizes the cost of roof replacements and expenditures for other major property
improvements.
The Indenture provides for a replacement fund requirement. Depreciation is computed
using the straight-line method over the estimated useful lives as follows:
Building 30 years
Furniture, fixtures and equipment 3 to 20 years
Restricted Cash
Restricted cash represents amounts placed on deposit in accounts and held by the
Trustee, which are restricted for the payment of expenses as required by the Trust
Indenture. At August 31, 2004, restricted cash consists of the following funds and
accounts:
Fund/Account Description
Revenue Fund $ 67
Bond Proceeds Principal Fund - Series 2002 A-1 1
Bond Proceeds Interest Fund - Series 2002 A-1 118,828
Bond Proceeds Principal Fund - Series 2002 A-2 34,842
Bond Proceeds Interest Fund - Series 2002 A-2 14,291
Debt Service Reserve Fund 1,413,145
Project Fund 219
Replacement Fund 7 6,375
Deferred Debt Service Reserve Fund 14,729
Trustee Fee Fund 55,792
Tax and Insurance Fund 1
Initial Purchase Fund 1,250,990
Total 2,979 280
Page 9
TEXAS STUDENT HOUSING AUTHORITY
JEFFERSON COMMONS AT TOWN LAKE PROJECT
NOTES TO THE FINANCIAL STATEMENTS
NOTE 2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES — continued
The following is a brief description of the funds and accounts making up the restricted cash
balance at year end, as defined by the Trust indenture:
Revenue Fund — The Revenue Fund was established for monthly deposits from the
depository account that holds general revenues of the Project. All monies are deposited in
the Revenue Fund and then properly distributed to the other funds, as required by the
Trust Indenture. Amounts in the fund at year end represent amounts that have not been
distributed to the other funds due to timing of the interfund transfers.
Bond Proceeds Fund— The Trustee makes monthly deposits in the bond fund pursuant
to the Trust indenture. Amounts in the Bond Fund shall be used solely to fund the
payment of principal and interest on the Bonds, for the redemption of the Bonds at or prior
to maturity, and to purchase Bonds on the open market.
Debt Service Reserve Fund— The amounts on deposit in this account are to be used for
the purpose of paying principal and interest on the Bonds in the event the principal and
interest is not paid by Issuer in accordance with the terms of the Indenture and written
notice of the Servicing Agent.
Project Fund — Amounts in the project fund are held and disbursed for costs of the
project.
Replacement Fund—Amounts in the replacement fund may be used to make mandatory
repairs of the Project pursuant to the Trust Indenture.
Trustee Fee Fund — Amounts are deposited in the trustee fee fund on a monthly basis
and are intended to pay the fees to the Trustee at year end.
Temporary Funds and Accounts — The Trustee may establish and maintain for so long
as is necessary one or more Temporary Funds and accounts under this indenture. The
Deferred Debt Service Reserve Fund, Tax and Insurance Fund, and Initial Purchase
Funds are Temporary Funds at August 31, 2004.
Residual Fund--The trustee shall deposit any remaining amount in the revenue fund into
the surplus fund. Amounts on deposit in the surplus fund will be released to the Project if
certain release tests are satisfied. If the release tests are not satisfied, the Trustee will
retain the monies on deposit in the residual fund.
Page 10
TEXAS STUDENT HOUSING, AUTHORITY
JEFFERSON COMMONS AT TOWN LANCE PROJECT
NOTES TO THE FINANCIAL STATEMENTS
NOTE 3. CAPITAL ASSETS
Capital asset activity for the Project from inception to August 31, 2004 was as follows:
Beginning Ending
Balance Additions Retirements Balance
Capital assets not
being depreciated:
Land $- $ 2,182,816 $ - $ 2,182.,816
Total capital assets not
being depreciated - 2,182,816 - 2,182,816
Capital assets being depreciated:
Building and improvements - 13,260,980 - 13,260,980
Capitalized purchase costs - 887,095 - 887,095
Land improvements - 2,806,596 - 2,806,596
Unit appliances - 295,134 - 295,134
Furniture and fixtures - 915,951 - 915,951
Total capital assets being
depreciated - 18,165,756 - 18,165,756
Totals at historical cost - 20,348,572 - 20,348,572
Less accumulated depreciation:
Building and improvements - 442,163 - 442,163
Capitalized purchase casts - 29,570 - 29,570
Land improvements - 93,553 - 93,553
Unit appliances - 42,162 - 42,162
Furniture and fixtures - 130,716 - 130,716
Total accumulated depreciation - 738,164 - 738,164
Capital assets, net _$ ___ - $19,610,408
Capitalized interest at August 31, 2004 is $18,005.
NOTE 4. BONDS PAYABLE
The Bonds are Tax-Exempt Governmental Obligations under the Internal Revenue Code, The
Bonds payable represent amounts due to the bondholders, via the Trustee, and payable under
the terms of the Trust Indenture dated November 1, 2002. The Bonds are payable solely from
the revenues generated by the Project and are secured by the revenues pledged and
assigned under the terms of the Trust Indenture. Interest rates on the bonds range from
7.76% to 8.69% at present and principal and interest payments are made monthly.
Page 11
TEXAS STUDENT HOUSING AUTHORITY
JEFFERSON COMMONS AT TOWN LAKE PROJECT
NOTES TO THE FINANCIAL STATEMENTS
NOTE 4. BONDS PAYABLE — continued
The following is a summary of long-term debt transactions of the Project from inception to the
period ended August 31, 2004:
Balance
Beginning August 31, Due Within
Balance Increases Decreases 2004 One Year
Revenue Bonds
2002 A-1 Bonds $ - $18,511,809 ($ 288,501) $18,223,309 $ 1,400,195
2002 A-2 Bonds - 5,388.191 ( 17,200) 5,370,991 -
Total $ $23,900,Q00 ($ 5 ) $23,594 300 $ 1.400 195
The debt is to be amortized on the A -1 Bonds through 2033 and the A -2 Bonds through 2038
with varying regular payment amounts ranging from $140,000 to $176,000 for interest and
principal. The A-2 Bonds have no regular principal payments until the year 2033. The Bonds
also had a clause for an initial purchase release draw in the amount of $1,250,000, the
requirements for that draw were not met and subsequent to August 31, 2004 the $1,250,000
held in the Initial Purchase Fund was applied to principal on the Bonds. The annual
requirements to amortize all debts outstanding as of August 31, 2004 are as follows:
Due Fiscal
Year Ending
Au ust 31 Principal Interest Total
2005 $ 1,400,195 $ 1,742,836 $ 3,143,031
2006 175,583 1,716,054 1,891,637
2007 189,703 1,701,934 1,891,637
2008 204,958 1,686,678 1,891,636
2009 221,440 1,670,196 1,891,636
2010-2014 1,404,740 8,053,441 9,458,181
2015-2019 2,068,013 7,390,170 9,458,183
2020-2024 3,044,062 6,413,721 9,457,783
2025-2029 4,481,958 4,976,225 9,458,183
2030-2034 6,259,404 3,321,088 9,580,492
2035-2038 4,144,2 1,765,947 5,910,191
Total Debt Service $ 23.594.300 $40.438.29Q $64,032,59-_0
Page 12
TEXAS STUDENT HOUSING AUTHORITY
JEFFERSON COMMONS AT TOWN LAKE PROJECT
NOTES TO THE FINANCIAL STATEMENTS
NOTE 5. NET ASSETS
Net assets represents the residual assets after liabilities are deducted. These assets are
reported in the following categories.
Invested in Capital Assets, Net of Related Debt consists of capital assets, net of
accumulated depreciation and reduced by outstanding balances for bonds, notes, and other
debt that are attributed to the acquisition, construction, or improvement of those assets.
Restricted for Debt Service results when constraints placed on net asset use are either
externally imposed by creditors, grantors and the like, or imposed by law through constitutional
provisions or enabling legislation.
Unrestricted Net Assets consists of the portion of net assets after Invested in Capital Assets,
Net of Related Debt and Restricted for Debt Service has been satisfied.
NOTE 6. EMPLOYEE BENEFIT PLAN
Employees after meeting eligibility requirements were eligible to participate in the JPI 401(k)
Profit Sharing Retirement Plan 'the "Plan") as of August 31, 2004. Employee salary deferrals
into the Plan are matched by the Project up to 3% of employee compensation as defined by
the Plan.
The Project was under development for a significant portion of the period and employee
benefit plan contributions to the Plan were $0 from inception to August 31, 2004.
NOTE 7. MANAGEMENT FEES
The Project paid JPI property and asset management fees for the Project. The Project from
inception to August 31, 2004 expensed property management fees of $162,500 and
capitalized $98,640 during the development phase of the Project. The Project expensed asset
management fees of $69,008 and capitalized $81,624 during the development phase of the
Project.
NOTE 8. CONCENTRATIONS
The Project consists of one property in Austin, Texas and is dependent upon the Austin area
and the higher education facilities in the Austin area for revenue.
Page 13
TEXAS STUDENT HOUSING AUTHORITY
JEFFERSON COMMONS AT TOWN LAKE PROJECT
NOTES TO THE FINANCIAL STATEMENTS
NOTE 9. SUBSEQUENT EVENTS
The Project was operated and managed by JPI Campus Quarters Management, L.P. ("JPI")
up until February 2005. The Project is now managed and operated by Asset Campus
Management under the terms of a Property Management and Leasing Agreement dated
March 1, 2005.
NOTE 10. RELATED PARTY TRANSACTIONS
The Authority receives funds for administrative services and other transfers based on release
tests from the Trustee on behalf of the Project. For the period from inception to
August 31, 2004 the Trustee paid approximately $45,790 to the Authority.